Last year was a year of dynamism in the capital markets, recognizes the National Securities Market Commission (CMVM), despite the uncertainty that still exists in 2021. The sanctioning activity of the regulator resulted in 31 infringement procedures on last year, according to information contained in the CMVM report. annual report.
Of these just over three dozen administrative infractions, those related to the functions of financial intermediary stood out, with ten cases, followed by nine cases related to the activity of auditors.
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Source: Observadora
